Rule · BCB · 29 Apr 2020 · Carta Circular 4040

Circular Letter No. 4040 — Amends Circular Letter No. 3,967 of August 2, 2019, Establishing Procedures for Remitting Information on Investment Fund Unitholders Due to the Impacts of Covid-19 on the Economy

The Head of the Department of Financial System Monitoring (Desig) of the Central Bank of Brazil issued Circular Letter No. 4040 to amend Circular Letter No. 3,967 of August 2, 2019. This amendment mandates that administrators of investment funds and financial institutions acting as distributors remit information regarding unitholders monthly, as specified in Circular No. 3,945 of June 12, 2019. The regulation enters into force on the date of its publication.

BrazilBanco Central do Brasil
Annotations and obligations
2 obligations · 3 definitions
  • Obligation 2
  • Definition / condition 3
  • background, boilerplate

Lineage: Superseded

ORD Ordinance No. 84287 dated 2…ORD Ordinance No. 84287 dated 2015-02-27Circular Letter No. 3967 — Esta…2019Circular Letter No. 3967 — Establishes Procedures for Remitting Information on Investment Fund Unitholders (2019-08-02)Circular Letter No. 4040 —Amends Circular Letter No. 3,…2020-04-29 · this documentCircular Letter No. 4040 — Amends Circular Letter No. 3,967 of August 2, 2019, Establishing Procedures for Remitting Information on Investment Fund Unitholders Due to the Impacts of Covid-19 on the Economy (2020-04-29)Normative Instruction BCB No. 9…2021Normative Instruction BCB No. 94 — Consolidates procedures for sending information on investment fund shareholders (2021-04-08)
amendssupersedesissued underrefers toproposed or not in RegAlertarrows run from the older text to the one that changes it

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