Normative Instruction BCB No. 94 — Consolidates procedures for sending information on investment fund shareholders

Normative Instruction BCB No. 94 consolidates the monthly procedures for investment fund administrators and financial institutions distributing fund shares on behalf of clients to send information on fund shareholders to the Central Bank of Brazil. The regulation mandates the use of Document 5401 for data from administrators and Document 5402 for data from distributors, specifying required fields such as fund identification, net asset value, share quantities, and shareholder details. Institutions must designate an employee to answer inquiries regarding this data, with the designation registered in the Unicad system, and must submit the files via the STA system in XML format by the twelfth business day of the month following the base date.

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NORMATIVE INSTRUCTION BCB NO. 94, OF APRIL 8, 2021

Consolidates the procedures for sending information on investment fund shareholders, as provided for in Resolution BCB No. 38, of November 11, 2020.

The Head of the Department of Financial System Monitoring (Desig), in the exercise of the authority conferred upon him by Article 23, item I, letter “a”, of the Internal Regulations of the Central Bank of Brazil, annexed to Ordinance No. 84,287, of February 27, 2015, based on Article 77, items III and IV, of the aforementioned Regulations, and taking into account the provisions of Resolution BCB No. 38, of November 11, 2020,

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Lineage: Amended

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Timeline

Amended 2 times · last 2024-09-26

2024-09-26BCBCentral Bank of Brazil Instruction Normative No. 527 of September 26, 2024amends
2021-09-06BCBNormative Instruction BCB No. 152 — Amending the Annex to Normative Instruction BCB No. 94 of April 8, 2021amends

This document supersedes: Circular Letter No. 4040 — Amends Circular Letter No. 3,967 of August 2, 2019, Establishing Procedures for Remitting Information on Investment Fund Unitholders Due to the Impacts of Covid-19 on the Economy

Source: Banco Central do Brasil — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works