RegAlert2016-04-07
Added
Commission Delegated Directive (EU) 2017/593 of 7 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits (Text with EEA relevance. )
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Show all related documents (12)
- Issued under
- Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (recast) Text with EEA relevance2014
- Basis for
- Royal Decree-Law 14/2018 of 28 September modifying the Consolidated Text of the Securities Market Law2026Royal Decree 1464/2018 of 21 December developing the consolidated text of the Securities Market Law and adapting Spanish law to EU financial markets regulations2018Grand-ducal Regulation of 30 May 2018 on the protection of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits2018Capital Market Act (Official Gazette 65/18, 17/20, 83/21, 85/24, 126/25) – Unofficial Consolidated TextDecree No. 308/2017 Coll. on the Detailed Regulation of Investment Services
- Referred to by
- Alternative Financing Act (AltFG)2026Securities Financing Transactions Enforcement Act (SFT-Vollzugsgesetz)2026ESMA Opinion on BaFin's product intervention measure on futures with additional payment obligations2022FMA Circular on Organisational Requirements under the Securities Supervision Act 2018 and Delegated Regulation (EU) 2017/5652018Royal Decree of 19 December 2017 laying down the rules and procedures for transposing the Directive on markets in financial instruments2017SEC Division of Trading and Markets no-action letter: Securities Industry and Financial Markets Association, Asset Management Group2017
Source: European Union — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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