Commission Delegated Regulation (EU) 2017/2359 supplementing Directive (EU) 2016/97 on information requirements and conduct of business rules for insurance-based investment products distribution

This Regulation establishes detailed information requirements and conduct of business rules for insurance intermediaries and insurance undertakings distributing insurance-based investment products. It mandates the establishment, implementation, and maintenance of written conflicts of interest policies, including specific procedures to prevent or manage conflicts such as separate supervision and restrictions on remuneration links. The text defines inducements and sets criteria for assessing whether they have a detrimental impact on service quality, requiring an overall analysis of factors like quantitative commercial criteria and value accelerators. Furthermore, it specifies obligations for assessing suitability, including collecting information on customer financial situations, risk tolerance, and sustainability preferences, while prohibiting recommendations where no suitable product exists or where sustainability preferences are not met.

EIOPA published 1 document in the last 30 days — get each new one by email the day it lands.

EUR-Lex

Access to European Union law

This document is an excerpt from the EUR-Lex website

You are here

EUROPA

EUR-Lex home

EUR-Lex - 02017R2359-20220802 - EN

Help

Quick search

Use quotation marks to search for an "exact phrase". Append an asterisk ( * ) to a search term to find variations of it (transp * , 32019R * ). Use a question mark ( ? ) instead of a single character in your search term to find variations of it (ca ? e finds case, cane, care).

Search tips

Need more search options? Use the

Read the rest free, and get an email when EIOPA publishes again

Email me when EIOPA publishes something newOne email per publication, same day. Sign in below to keep reading.

Lineage: In force

amendssupersedesissued underrefers toproposed or not in RegAlertarrows run from the older text to the one that changes it

Source: European Insurance and Occupational Pensions Authority — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works