Regulatory Alerts2014-09-17
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Complaints Watch
The Hong Kong Monetary Authority issued the second edition of its Complaints Watch newsletter to share information on complaints received by the regulator. This periodic publication highlights the latest complaint trends, emerging topical issues, and areas requiring greater focus from authorized institutions. The HKMA encourages institutions to distribute the document to staff responsible for retail and investment product sales, risk management, compliance, and complaints handling.
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HKMA published 11 documents in the last 30 days. We email you each new one the day it's published.
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