Regulatory Alerts2014-12-24
Added · Updated
Completion Instructions for Certificate of Compliance with the Banking Ordinance and Return of Liquidity Position
The Hong Kong Monetary Authority issues these completion instructions to guide authorized institutions incorporated in Hong Kong in submitting their quarterly Certificate of Compliance with the Banking Ordinance and Return of Liquidity Position. The document mandates that institutions report capital bases, liquidity ratios (LCR or LMR), and compliance with statutory limits on exposures, assets under charge, and exempted transactions on either a solo or consolidated basis. It further specifies detailed calculation methodologies for credit exposures, securities transactions, and maximum exposure reporting to ensure accurate regulatory oversight.
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