Regulatory Alerts2025-06-26 | Information Notice - 6/26/25Added · Updated
Completion of Prospective CAT Cost Recovery Fee 2025-1
FINRA announces that Prospective CAT Cost Recovery Fee 2025-1 ceases to apply to transactions in eligible securities executed by FINRA member CAT executing brokers after June 30, 2025. Beginning July 1, 2025, Prospective CAT Cost Recovery Fee 2025-2 takes effect for these members. The final invoice for Fee 2025-1, based on June 2025 transactions, will be issued in July 2025 with payments due in August 2025.
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