Regulatory Alerts2024-03-19
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Consent Agreement and Order: Commonwealth of Pennsylvania v. Money Positive Cooperative
The Pennsylvania Department of Banking and Securities issued a Consent Agreement and Order against Money Positive Cooperative for operating as an unregistered investment advisor in the state. The entity is required to pay an administrative assessment of $812.99 within 90 days and must comply with the Pennsylvania Securities Act of 1972. Money Positive waived its right to a hearing or appeal in exchange for resolving the matter without formal litigation.
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