Regulatory Alerts2021-09-24
Added · Updated
Consent Order No. CO-21-10632-S: Richard Louis Bonnanzio and NorthOne Capital Partners, LLC
The Banking Commissioner of Connecticut imposes sanctions on Richard Louis Bonnanzio and NorthOne Capital Partners, LLC for offering unregistered securities, making misleading statements, and providing false information during an investigation. The Respondents are barred from offering or selling securities in Connecticut and acting in any capacity requiring Commissioner registration. A $125,000 restitution order and a $100,000 administrative fine are stayed for three years due to financial inability to pay, with the fine waived if the Respondents remain unable to pay after the stay expires.
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