Regulatory Alerts2016-12-05
Added · Updated
CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail clients
The Financial Conduct Authority issued CP16/40 to propose enhanced conduct of business rules for firms offering contract for difference products to retail clients. The consultation sought feedback on measures designed to improve consumer protection and ensure firms manage risks associated with these complex financial instruments. This open consultation period ran from December 2016 to March 2017 before transitioning to a Policy Statement in Spring 2017.
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