Regulatory Alerts2026-04-30
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CSA issues temporary exemptions from collection of certain personal registration information
The Canadian Securities Administrators issued Coordinated Blanket Order 33-930 to temporarily exempt registered firms and individuals from submitting specific personal information required under National Instrument 33-109. This interim measure, effective May 1, 2026, removes identification requirements deemed unnecessary for assessing fitness for registration while formal amendments to the instrument are pending. Concurrent relief is also granted in Manitoba, Ontario, and Québec under their respective commodity futures and derivatives legislation.
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