Regulatory Alerts2026-07-09
Added · Updated
CSA Market Update on CIRO Proposed Compensation Rule Amendments
The Canadian Securities Administrators informed stakeholders of a CIRO Bulletin proposing rule amendments to adopt an Incorporated Approved Person compensation option. These proposed changes would require consequential updates to National Instrument 31-103 and existing securities legislation in member jurisdictions prior to implementation. Stakeholders are encouraged to submit comments to CIRO by November 6, 2026, to help inform potential harmonized regulatory changes.
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