Regulatory Alerts2020-04-16
Added · Updated
CSA Notice 31-357 Blanket Orders in respect of Certain Client Focused Reforms Provisions of Regulation 31-103
The Canadian Securities Administrators issued blanket orders extending the implementation timeline for specific Client Focused Reforms due to operational disruptions caused by the COVID-19 pandemic. The effective date for conflicts of interest provisions is postponed by six months to June 30, 2021, while Relationship Disclosure Information requirements are delayed until December 31, 2021. All remaining Client Focused Reforms will proceed according to the original schedule, taking effect on December 31, 2021.
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