CVM Circular Letter 04/2014

Rua Sete de Setembro, 111/2nd Floor – Center – Rio de Janeiro - RJ – ZIP: 20050-901 – Brazil – Tel.: (21) 3554-8686 – http://www.cvm.gov.br.
Regional Superintendence of São Paulo: Rua Cincinato Braga, 340/2nd, 3rd and 4th Floors – Bela Vista – São Paulo – SP – ZIP: 01333-010 – Brazil – Tel.: (11) 2146-2000 Regional Superintendence of Brasília: SCN Q.02 – Bl. A – Ed. Corporate Financial Center – S.404/4th Floor – Brasília – DF – ZIP: 70712-900 – Brazil – Tel.: (61) 3327-2030/2031

CVM CIRCULAR LETTER/SMI No. 004/2014
São Paulo, May 16, 2014.
To
Participants of the Distribution System, Credit Cooperatives and Service Providers of Custody, Bookkeeping and Issuance of Certificates Subject: Electronic Conformity Declaration – CVM Instruction No. 510/2011

Dear Director,

1. CVM Instruction No. 510, of December 5, 2011, establishes in its Article 1, item II, that the participants indicated in its Annex I (see list below) must, through a system available on the CVM page on the World Wide Web, confirm between the 1st and 31st of May each year that the information contained in the forms (CVM Registration) remains valid.

2. To do this, the person responsible for the registration information of each participant must access the address http://www.cvm.gov.br on the World Wide Web and, on the left side of the screen, select the option MARKET PARTICIPANTS and then, Registration Update, enter your CPF and password. Then, select the option Electronic Conformity Declaration and then, Verify Registration Data.

3. If the registration data are not correct, select, in the list on the left side of the screen, the type of participant whose data is intended to be corrected and make the relevant updates/corrections. Having done this, return to the option Electronic Conformity Declaration and select Send Form.

4. If it is necessary to request a new access password, the request must be made on the same page, see the note “If you have forgotten your password, click here”. We remind you that in the event that the registered electronic address (e-mail) is no longer valid, the request for the new password must be made through the address suporteexterno@cvm.gov.br or by phone 0800-770-3030, from 8:00 am to 8:00 pm, from Monday to Friday.

Rua Sete de Setembro, 111/2nd Floor – Center – Rio de Janeiro - RJ – ZIP: 20050-901 – Brazil – Tel.: (21) 3554-8686 – http://www.cvm.gov.br.
Regional Superintendence of São Paulo: Rua Cincinato Braga, 340/2nd, 3rd and 4th Floors – Bela Vista – São Paulo – SP – ZIP: 01333-010 – Brazil – Tel.: (11) 2146-2000 Regional Superintendence of Brasília: SCN Q.02 – Bl. A – Ed. Corporate Financial Center – S.404/4th Floor – Brasília – DF – ZIP: 70712-900 – Brazil – Tel.: (61) 3327-2030/2031

5. We highlight that the obligation contained in CVM Instruction No. 510/2011 will only be considered fulfilled if the Electronic Conformity Declaration is sent during the period of May 1 to May 31, 2014.

6. We alert that, according to the provisions of Article 3 of the aforementioned Instruction, the failure to send the Electronic Conformity Declaration subjects the participant to a daily penalty fine of R$ 200.00 (two hundred reais), when it is a legal entity, and R$ 100.00 (one hundred reais), when it is a natural person.

List of Participants Indicated in Annex I of CVM Instruction No. 510/2011:
a) investment bank; b) multiple bank with investment portfolio; c) savings banks; d) credit cooperatives; e) brokers; f) commodity brokers; g) distributors; h) organized securities market; i) provider of bookkeeping services for shares; j) provider of fungible custody service for registered shares; k) provider of bookkeeping services for debentures; l) provider of certificate issuance services; and m) provider of share bookkeeping service - investment fund in shares.

Sincerely,

WALDIR DE JESUS NOBRE
Superintendent of Market Relations and Intermediaries