CVM INSTRUCTION NO. 510, OF DECEMBER 5, 2011

WITH CHANGES INTRODUCED BY CVM INSTRUCTIONS NOS. 529/12, 562/15, 583/16, 588/17, 599/18, 604/18 AND 609/19.

Provides for the registration of participants in the securities market.

THE PRESIDENT OF THE SECURITIES AND EXCHANGE COMMISSION - CVM, makes public that the Collegiate Board, in a session held on November 29, 2011, in accordance with the provisions of Art. 8, item I, of Law No. 6,385, of December 7, 1976, APPROVED the following Instruction:

Art. 1 The participants indicated in Annex 1 must, through a system available on the CVM's website on the World Wide Web:

I - update their registration forms whenever any of the data contained therein is altered, within 7 (seven) business days counted from the event that caused the alteration; and

II - confirm that the information contained in the forms remains valid, between the 1st and 31st of May of each year.

II - until March 31 of each year, confirm that the information contained in the forms remains valid, except for the participants mentioned in items VII and VIII of Annex 1, who must confirm the information until the last business day of April.

Item II with wording given by CVM Instruction No. 604, of December 13, 2018.

Sole Paragraph. The provisions of the caput do not apply to participants whose registration is suspended.

§ 1 The provisions of the caput do not apply to participants whose registration is suspended.

§ 1 renumbered by CVM Instruction No. 562, of April 15, 2015.

§ 2 The participants mentioned in items V and VI of Annex 1 must comply with the provisions of items I and II of the caput according to rules:

I - defined by an accredited and self-regulating institution authorized by the CVM; and

II - previously approved by the CVM.

§ 2 inserted by CVM Instruction No. 562, of April 15, 2015.

Art. 2 The registration form is an electronic document whose content reflects Annex 2.

Art. 3 The General Superintendent is authorized to promote alterations, additions, or eliminations of participants and other of a technical-formal nature that may be necessary in Annexes 1 and 2.

Art. 4 The address informed in the registration form will be used for the sending of summonses and correspondence issued by the CVM.

Sole Paragraph. For the purposes of the provisions of the caput, participants may inform more than one physical or electronic address.

Art. 5 Non-compliance with the provisions of Art. 1 subjects the participant to a daily penalty fine of:

I - R$ 200.00 (two hundred reais), when the participant is a legal entity; and

II - R$ 100.00 (one hundred reais), when the participant is a natural person.

Art. 5 Non-compliance with the provisions of Art. 1 subjects the participant to the daily fine provided for in the specific norm dealing with penalty fines.

Art. 5 with wording given by CVM Instruction No. 609, of June 25, 2019.

Art. 6 Art. 12 of CVM Instruction No. 306, of May 5, 1999, shall enter into force with the following wording:

“Art. 12 The administrator of securities portfolios, whether a natural or legal person, must send to the CVM, by May 31 of each year, information relating to the portfolios it administers, based on positions as of March 31 of the same year, as established in Annexes I and II of this Instruction.” (NR)

Art. 6 REVOKED

Art. 6 revoked by CVM Instruction No. 604, of December 13, 2018.

Art. 7 The following are revoked:

I - the sole paragraph of Art. 32 and § 3 of Art. 39 of CVM Instruction No. 356, of December 17, 2001;

II - § 2 of Art. 44 and § 3 of Art. 55 of CVM Instruction No. 399, of November 21, 2003; and

III - § 2 of Art. 1 and Art. 5 of CVM Instruction No. 424, of October 4, 2005.

Art. 8 This Instruction enters into force on the date of its publication.

Signed originally by

MARIA HELENA DOS SANTOS FERNANDES DE SANTANA President

ANNEX 1

PARTICIPANTS

I - portfolio administrator - legal entity; II - portfolio administrator - natural person; III - administrator of investment fund in credit rights - FIDC; IV - administrator of real estate investment fund - FII; V - autonomous investment agent - legal entity; V - REVOKED

Item V revoked by CVM Instruction No. 604, of December 13, 2018.

VI - autonomous investment agent - natural person;

VI - REVOKED

Item VI revoked by CVM Instruction No. 604, of December 13, 2018.

VII - independent auditor - legal entity; VIII - independent auditor - natural person; IX - investment bank; X - multiple bank with investment portfolio; XI - savings banks; XII - consultant - legal entity; XIII - consultant - natural person; XIV - credit cooperatives; XV - brokers; XVI - commodity brokers; XVI - REVOKED

Item XVI revoked by CVM Instruction No. 604, of December 13, 2018.

XVII - distributors;
XVIII - issuer of Certificate of Additional Construction Potential - CEPAC; XIX - fund for financing the national film industry - FUNCINE; XIX - REVOKED

Item XIX revoked by CVM Instruction No. 604, of December 13, 2018.

XX - investment fund - FI;
XX - REVOKED

Item XX revoked by CVM Instruction No. 604, of December 13, 2018.

XXI - investment fund in shares of investment fund in credit rights - FICFIDC; XXI - REVOKED

Item XXI revoked by CVM Instruction No. 604, of December 13, 2018.

XXII - investment fund in shares of investment fund in participations - FICFIP; XXII - REVOKED

Item XXII revoked by CVM Instruction No. 604, of December 13, 2018.

XXIII - investment fund in credit rights - FIDC; XXIII - REVOKED

Item XXIII revoked by CVM Instruction No. 604, of December 13, 2018.

XXIV - investment fund in non-standardized credit rights - FIDC-NP; XXIV - REVOKED

Item XXIV revoked by CVM Instruction No. 604, of December 13, 2018.

XXV - investment fund in participations - FIP; XXV - REVOKED

Item XXV revoked by CVM Instruction No. 604, of December 13, 2018.

XXVI - real estate investment fund - FII; XXVI - REVOKED

Item XXVI revoked by CVM Instruction No. 604, of December 13, 2018.

XXVII - mutual investment fund in emerging companies - FMIEE; XXVII - REVOKED

Item XXVII revoked by CVM Instruction No. 604, of December 13, 2018.

XXVIII - organized market for securities; XXIX - provider of bookkeeping services for shares; XXIX – securities bookkeeper;

Item XXIX with wording given by CVM Instruction No. 599, of July 27, 2018.

XXX - provider of fungible custody service for registered shares; XXX provider of securities custody service;

Item with wording given by CVM Instruction No. 529, of November 1, 2012.

XXX – securities custodian;

Item XXX with wording given by CVM Instruction No. 599, of July 27, 2018.

XXXI - provider of debenture bookkeeping services; XXXI – REVOKED

Item XXXI revoked by CVM Instruction No. 599, of July 27, 2018.

XXXII - provider of certificate issuance services; and XXXII - provider of certificate issuance services;

Item XXXII with wording given by CVM Instruction No. 583, of December 20, 2016.

XXXII – REVOKED

Item XXXII revoked by CVM Instruction No. 599, of July 27, 2018.

XXXIII - provider of share bookkeeping service - equity investment fund. XXXIII - provider of share bookkeeping service - equity investment fund;

Item XXXIII with wording given by CVM Instruction No. 583, of December 20, 2016.

XXXIII – REVOKED

Item XXXIII revoked by CVM Instruction No. 599, of July 27, 2018.

XXXIV - credit risk rating agencies.
XXXIV - credit risk rating agencies; and

Item XXXIV with wording given by CVM Instruction No. 583, of December 20, 2016.

XXXIV - credit risk rating agencies;

Item XXXIV with wording given by CVM Instruction No. 588, of July 13, 2017.

XXXV - fiduciary agent.

Item XXXV included by CVM Instruction No. 583, of December 20, 2016.

XXXV - fiduciary agent, and

Item XXXIV with wording given by CVM Instruction No. 588, of July 13, 2017.

XXXVI – provider of electronic investment platform service for participative investment.

Item XXXVI included by CVM Instruction No. 588, of July 13, 2017.

ANNEX 2

I - REGISTRATION INFORMATION RELATING TO THE PORTFOLIO ADMINISTRATOR (LEGAL ENTITY)

CNPJ.
Social Name.
Trade Name.
Headquarters:
Street.
Complement.
Neighborhood.
City.
State.
Zip Code.
Telephone.
Fax.
E-mail.
Correspondence:
Street.
Complement.
Neighborhood.
City.
State.
Zip Code.
Telephone.
Fax.
E-mail.
Responsible Director or Managing Partner.
CPF.
Natural or Legal Person contracted to provide services for the analysis of securities and securities.

II - REGISTRATION INFORMATION RELATING TO THE PORTFOLIO ADMINISTRATOR (NATURAL PERSON)

CPF.
Name.
Street.
Complement.
Neighborhood.
City.
State.
Zip Code.
Telephone.
Fax.
E-mail.

III - REGISTRATION INFORMATION RELATING TO THE ADMINISTRATOR OF INVESTMENT FUND IN CREDIT RIGHTS

General Data:
Web Site.
Social Name.
Date of start of social name.
Trade Name.
Date of start of trade name.
Situation.
Date of start of Situation.
Responsible Director
CPF/CNPJ.
Type.
Start Date.
End Date.
Address:
Address Type.
Street.
Complement.
Neighborhood.
P.O. Box.
State.
City.
Zip Code.
Related Phones
Related Faxes.

IV - REGISTRATION INFORMATION RELATING TO THE ADMINISTRATOR OF REAL ESTATE INVESTMENT FUND

General Data:
Web Site.
Social Name.
Date of start of social name.
Trade Name.
Date of start of trade name
Situation.
Date of start of Situation.
Responsible Director
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones
Related Faxes.
Start Date.
Address:
Address Type.
Street.
Complement.

Neighborhood.
P.O. Box.
State.
City.
Zip Code.
Related Phones
Related Faxes.
Related E-mails.

V - REGISTRATION INFORMATION RELATING TO THE AUTONOMOUS AGENT (LEGAL ENTITY)

General Data:
Web Site.
Social Name.
Date of start of social name.
Address:
Address Type.
Street.
Complement.
Neighborhood.
P.O. Box.
State.
City.
Zip Code.
Related Phones
Related Faxes.
E-mail:
E-mail.
Autonomous Agent Partner:
CPF.
Date of entry into the partnership.
Date of exit from partnership.
Participation Percentage.
Non-Autonomous Agent Partner:
Type.
CNPJ/CPF.
Name.

E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Phones
Related Faxes.
Partner's Participation Percentage.
Date of entry into the partnership.

Item V revoked by CVM Instruction No. 604, of December 13, 2018.

VI - REGISTRATION INFORMATION RELATING TO THE AUTONOMOUS INVESTMENT AGENT (NATURAL PERSON)

General Data:
Name.
Web Site.
Address:
Address Type.
Street.
Complement.
Neighborhood.
P.O. Box.
State.
City.
Zip Code.
Related Phones
Related Faxes.

Item VI revoked by CVM Instruction No. 604, of December 13, 2018.

VII - REGISTRATION INFORMATION RELATING TO THE INDEPENDENT AUDITOR (LEGAL ENTITY)

General Data:
Web Site.
Social Name.
Date of start of social name.
Address:
Address Type.
Street.
Complement.
Neighborhood.
P.O. Box.
State.
City.
Zip Code.
Related Phones
Related Faxes.
Related E-mails.
Update of Representatives
CPF.
Name.
Professional Council.
Start Date.
End Date.

VIII - REGISTRATION INFORMATION RELATING TO THE INDEPENDENT AUDITOR (NATURAL PERSON)

General Data:
Name.
Web Site.
Start Date.
Address:
Address Type.
Street.
Complement.
Neighborhood.
P.O. Box.
State.
City.
Zip Code.
Related Phones
Related Faxes.
Related E-mails.

IX - REGISTRATION INFORMATION RELATING TO THE INVESTMENT BANK

Address:
Address Type.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Telephone.
Fax
E-mail
Responsible Director for Instruction 505:
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones.
Related Faxes
Start Date.
End Date

Responsible Director for Combating Money Laundering:
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones.
Related Faxes
Start Date.
End Date
Ombudsman Responsible for CVM Instruction No. 529, of November 1, 2012:
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones.
Related Faxes
Start Date.
End Date.

Item included by CVM Instruction No. 529, of November 1, 2012.

X - REGISTRATION INFORMATION RELATING TO THE MULTIPLE BANK WITH INVESTMENT PORTFOLIO

Address:
Address Type.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Telephone.
Fax
E-mail
Responsible Director for Instruction 505:
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones.
Related Faxes
Start Date.
End Date

Responsible Director for Combating Money Laundering:
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones.
Related Faxes
Start Date.
End Date
Ombudsman Responsible for CVM Instruction No. 529, of November 1, 2012:
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones.
Related Faxes

Start Date.
End Date.

Item included by CVM Instruction No. 529, of November 1, 2012.

XI - REGISTRATION INFORMATION RELATING TO SAVINGS BANKS

General Data:
Web Site.
Social Name.
Date of start of social name.
Address:
Address Type.
Street.
Complement.
Neighborhood.
P.O. Box.
State.
City.
Zip Code.
Related Phones
Related Faxes.
Related E-mails.
Responsible Director for CVM Instruction 301:
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.

Related Phones
Related Faxes.
Start Date.
Responsible Director for CVM Instruction 505:
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones
Related Faxes.
Start Date.
Responsible Director for CVM Instruction 424:
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones
Related Faxes.

Start Date.
Ombudsman Responsible for CVM Instruction No. 529, of November 1, 2012:
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones.
Related Faxes
Start Date.
End Date.

Item included by CVM Instruction No. 529, of November 1, 2012.

XII - REGISTRATION INFORMATION RELATING TO THE CONSULTANT (LEGAL ENTITY)

General Data:
Web Site.
Social Name.
Date of start of social name.
Trade Name.
Date of start of trade name
Address:
Address Type.
Street.
Complement.
Neighborhood.
P.O. Box.
State.
City.
Zip Code.
Related Phones
Related Faxes.
Related E-mails.

XIII - REGISTRATION INFORMATION RELATING TO THE CONSULTANT (NATURAL PERSON)

General Data:
Name.
Web Site.
Start Date.
Address:
Address Type.
Street.
Complement.
Neighborhood.
P.O. Box.
State.
City.
Zip Code.
Related Phones
Related Faxes.
Related E-mails.

XIV - REGISTRATION INFORMATION RELATING TO CREDIT COOPERATIVES

General Data:
Web Site.
Social Name.
Date of start of social name.
Address:
Address Type.
Street.
Complement.
Neighborhood.
P.O. Box.
State.
City.
Zip Code.
Related Phones
Related Faxes.
Related E-mails.
Responsible Director for CVM Instruction 301:
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones

Related Faxes.
Start Date.
Responsible Director for CVM Instruction 505:
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones
Related Faxes.
Start Date.
Responsible Director for CVM Instruction 424:
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones
Related Faxes.
Start Date.

XV - REGISTRATION INFORMATION RELATING TO BROKERS

Address:
Address Type.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Telephone.
Fax
E-mail
Responsible Director for Instruction 505:
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones.
Related Faxes
Start Date.
End Date
Responsible Director for Combating Money Laundering:
CPF.

Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones.
Related Faxes
Start Date.
End Date
Ombudsman Responsible for CVM Instruction No. 529, of November 1, 2012:
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones.
Related Faxes
Start Date.
End Date.

Item included by CVM Instruction No. 529, of November 1, 2012.

XVI - REGISTRATION INFORMATION RELATING TO COMMODITY BROKERS

General Data:
Web Site.
Social Name.
Date of start of social name.
Trade Name.
Start of trade name
Address:
Address Type.
Street.
Complement.
Neighborhood.
P.O. Box.
State.
City.
Zip Code.
Related Phones
Related Faxes.
Related E-mails.
Responsible Director for CVM Instruction 301:
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.

Zip Code.
Related Phones
Related Faxes.
Start Date.
Responsible Director for CVM Instruction 505:
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones
Related Faxes.
Start Date.
Responsible Director for CVM Instruction 402:
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones

Related Faxes.
Start Date.
Ombudsman Responsible for CVM Instruction No. 529, of November 1, 2012:
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones.
Related Faxes
Start Date.
End Date.

Item included by CVM Instruction No. 529, of November 1, 2012.

Item XVI revoked by CVM Instruction No. 604, of December 13, 2018.

XVII - REGISTRATION INFORMATION RELATING TO DISTRIBUTORS

Address:
Address Type.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Telephone.
Fax
E-mail
Responsible Director for Instruction 505:
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones.
Related Faxes
Start Date.
End Date

Responsible Director for Combating Money Laundering:
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones.
Related Faxes
Start Date.
End Date
Ombudsman Responsible for CVM Instruction No. 529, of November 1, 2012:
CPF.
Name.
E-mail.
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones.
Related Faxes

Start Date.
End Date.

Item included by CVM Instruction No. 529, of November 1, 2012.

XVIII - REGISTRATION INFORMATION RELATING TO THE ISSUER OF CERTIFICATE OF ADDITIONAL CONSTRUCTION POTENTIAL - CEPAC

General Data:
Web Site.
Social Name.
Date of start of social name.
Situation.
Date of start of situation.
Responsible:
CPF
Name e-mail
Street.
Complement.
Neighborhood.
State.
City.
Zip Code.
Related Phones
Related Faxes.
Start Date.
Address:
Address Type.
Street.
Complement.
Neighborhood.
P.O. Box.

State.
City.
Zip Code.
Related Phones
Related Faxes.
Related E-mails.

XIX - REGISTRATION INFORMATION RELATING TO THE FUND FOR FINANCING THE NATIONAL FILM INDUSTRY

General Data:
Web Site.
Social Name.
Date of start of social name.
Trade Name.
Date of start of trade name.
Situation.
Date of start of situation.
Complementary Information:
Number of Approval Office.
Date of Approval Office.
Issuing Area of the Office.
Number of registration in the titles registry. Auditor:
Person.
CNPJ/CPF.
Start Date.
Portfolio Manager:
Person.
CNPJ/CPF.
Start Date.
Securities Custody:
Person.
CNPJ/CPF.
Start Date.

Share Bookkeeping Service Provider:
Person.
CNPJ/CPF.
Start Date.

Item XIX revoked by CVM Instruction No. 604, of December 13, 2018.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011

XX - REGISTRATION INFORMATION RELATIVE TO THE INVESTMENT FUND General Data: Administrator Website. Corporate Name. Trade Name. Status. Date of status start. Responsible Director. Date of Fund constitution. Characterization:
Class.
Date of Fund Class Start.
Performance Indicator.
Date of Performance Indicator Start.
Condominium Form.
Date of Condominium Form Start.
Questionnaire (Yes/No all with start date) Regulation adapted to 450/07? Fund of funds? Exclusive fund? Long-term tax treatment? Intended exclusively for Qualified Investors? Intended Exclusively for Non-Resident Investor? Can the fund apply 100% of Resources abroad? Is the fund linked exclusively to supplementary pension plans or life insurance with survival coverage clauses, structured in the variable contribution modality, as referred to in art. 76 and following of Law No. 11.196, of 11/21/05 (Shielded Fund)? Can the fund exceed 50% of Net Asset Value in private credits?

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 Is the minimum application per investor equal to or greater than R$ 1,000,000.00 (one million reais)? Is the fund pension-related? Service Providers:
Auditor:
CNPJ
The Admin. Declares that a contract was signed Investment Consultant:
CNPJ/CPF
Type
The Admin. Declares that a contract was signed Control and Proc. of Securities and Financial Assets:
CNPJ
The Admin. Declares that a contract was signed Custody:
CNPJ
The Admin. Declares that a contract was signed Fund Distributor:
CNPJ
Participant Type
The Admin. Declares that a contract was signed Fund Registrar:
CNPJ
The Admin. Declares that a contract was signed Portfolio Manager:
CNPJ/CPF
Type
The Admin. Declares that a contract was signed

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 Treasury Services:
CNPJ
The Admin. Declares that a contract was signed Responsible Director for the Unit Holder Service Department as referred to in item XII and the sole paragraph of art. 65 of CVM Instruction No. 409, of August 18, 2004, and arts. 14 and 16 of CVM Instruction No. 529, of 2012:
CPF.
Name.
E-mail.
Street Address.
Complement.
Neighborhood.
State (UF).
Municipality.
Zip Code.
Related Phones.
Related Fax
Start Date.
End Date.

• Item included by CVM Instruction No. 529, of November 1, 2012.
• Item XX revoked by CVM Instruction No. 604, of December 13, 2018.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 XXI - REGISTRATION INFORMATION RELATIVE TO THE FUND OF FUNDS IN CREDITOR RIGHTS INVESTMENT FUNDS General Data:
Website.
Corporate Name.
Date of start of corporate name.
Trade Name.
Date of start of trade name.
Status.
Date of status start.
Complementary Information:
Number of Approval Letter.
Date of Approval Letter.
Issuer Area of the Letter.
Number of registration in the titles registry office. Auditor:
Person.
CNPJ/CPF.
Start Date.
Portfolio Manager:
Person.
CNPJ/CPF.
Start Date.

• Item XXI revoked by CVM Instruction No. 604, of December 13, 2018.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 XXII - REGISTRATION INFORMATION RELATIVE TO THE FUND OF FUNDS IN PARTICIPATION INVESTMENT FUNDS - FICFIP General Data:
Website.
Corporate Name.
Date of start of corporate name.
Trade Name.
Date of start of trade name.
Status.
Date of status start.
Complementary Information:
Number of Approval Letter.
Date of Approval Letter.
Issuer Area of the Letter.
Number of registration in the titles registry office. Auditor:
Person.
CNPJ/CPF.
Start Date.
Portfolio Manager:
Person.
CNPJ/CPF.
Start Date.
Securities Custody:
Person.
CNPJ.
Start Date.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 Fund Registrar Service Provider:
Person.
CNPJ
Start Date.

• Item XXII revoked by CVM Instruction No. 604, of December 13, 2018.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 XXIII - REGISTRATION INFORMATION RELATIVE TO THE INVESTMENT FUND IN CREDITOR RIGHTS - FIDC General Data:
Website.
Corporate Name.
Date of start of corporate name.
Trade Name.
Date of start of trade name.
Status.
Date of status start.
Complementary Information:
Number of Approval Letter.
Date of Approval Letter.
Issuer Area of the Letter.
Number of registration in the titles registry office. Auditor:
Person.
CNPJ/CPF.
Start Date.
Portfolio Manager:
Person.
CNPJ/CPF.
Start Date.

• Item XXIII revoked by CVM Instruction No. 604, of December 13, 2018.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 XXIV - REGISTRATION INFORMATION RELATIVE TO THE INVESTMENT FUND IN CREDITOR RIGHTS - NON-STANDARDIZED – FIDC - NP General Data:
Website.
Corporate Name.
Date of start of corporate name.
Trade Name.
Date of start of trade name.
Status.
Date of status start.
Complementary Information:
Number of Approval Letter.
Date of Approval Letter.
Issuer Area of the Letter.
Number of registration in the titles registry office. Auditor:
Person.
CNPJ/CPF.
Start Date.
Portfolio Manager:
Person.
CNPJ/CPF.
Start Date.

• Item XXIV revoked by CVM Instruction No. 604, of December 13, 2018.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 XXV - REGISTRATION INFORMATION RELATIVE TO THE INVESTMENT FUND IN PARTICIPATION - FIP General Data:
Website.
Corporate Name.
Date of start of corporate name.
Trade Name.
Date of start of trade name.
Status.
Date of status start.
Complementary Information:
Number of Approval Letter.
Date of Approval Letter.
Issuer Area of the Letter.
Number of registration in the titles registry office. Auditor:
Person.
CNPJ/CPF.
Start Date.
Portfolio Manager:
Person.
CNPJ/CPF.
Start Date.
Securities Custody:
Person.
CNPJ/CPF.
Start Date.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 Fund Registrar Service Provider:
Person.
CNPJ/CPF.
Start Date.

• Item XXV revoked by CVM Instruction No. 604, of December 13, 2018.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 XXVI - REGISTRATION INFORMATION RELATIVE TO THE REAL ESTATE INVESTMENT FUND - FII General Data:
Website.
Corporate Name.
Date of start of corporate name.
Trade Name.
Date of start of trade name.
Status.
Date of status start.
Complementary Information:
Date of Constitution Assembly.
Date of Approval Letter.
Number of registration in the titles registry office. Duration term. Auditor:
Person.
CNPJ/CPF.
Start Date.
Unit Holder Representative:
Type.
CNPJ/CPF.
Name.
E-mail.
Street Address.
Complement.
Neighborhood.
State (UF).

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 Municipality. Zip Code. Related Phones Related Fax. Start Date. End Date. Resp. Real Estate Project Management:
Type.
CNPJ/CPF.
Name.
E-mail.
Street Address.
Complement.
Neighborhood.
State (UF).
Municipality.
Zip Code.
Related Phones
Related Fax.
Start Date.
End Date.

• Item XXVI revoked by CVM Instruction No. 604, of December 13, 2018.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 XXVII - REGISTRATION INFORMATION RELATIVE TO THE MUTUAL INVESTMENT FUND IN EMERGING COMPANIES - FIEE General Data:
Website.
Corporate Name.
Date of start of corporate name.
Trade Name.
Date of start of trade name.
Status.
Date of status start.
Complementary Information:
Number of Approval Letter.
Date of Approval Letter.
Issuer Area of the Letter.
Number of registration in the titles registry office. Auditor:
Person.
CNPJ/CPF.
Start Date.
Portfolio Manager:
Person.
CNPJ/CPF.
Start Date.
Securities Custody:
Person.
CNPJ/CPF.
Start Date.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 Fund Registrar Service Provider:
Person.
CNPJ/CPF.
Start Date.

• Item XXVII revoked by CVM Instruction No. 604, of December 13, 2018.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 XXVIII - REGISTRATION INFORMATION RELATIVE TO THE ORGANIZED MARKET FOR SECURITIES General Data:
Website.
Corporate Name.
Date of start of corporate name.
Trade Name.
Date of start of trade name
Address:
Address Type.
Street Address.
Complement.
Neighborhood.
PO Box.
State (UF).
Municipality.
Zip Code.
Related Phones.
Related Fax
Related E-mails
Responsible – Director and/or Contact:
CPF.
Name.
E-mail.
Street Address.
Complement.
Neighborhood.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 State (UF). Municipality. Zip Code. Related Phones. Related Fax Start Date.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 XXIX - REGISTRATION INFORMATION RELATIVE TO THE PROVIDER OF BOOKKEEPING SERVICES XXIX – REGISTRATION INFORMATION RELATIVE TO THE SECURITIES REGISTRAR

• Item XXIX with wording given by CVM Instruction No. 599, of July 27, 2018.
  Address:
  Address Type.
  Street Address.
  Complement.
  Neighborhood.
  State (UF).
  Municipality.
  Zip Code.
  Phones.
  Fax.
  E-mails.
  Responsible – Commercial Information:
  CPF.
  Name.
  E-mail.
  Street Address.
  Complement.
  Neighborhood.
  State (UF).
  Municipality.
  Zip Code.
  Phones.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 Fax. Start Date. End Date. Ombudsman Responsible for CVM Instruction No. 529, of November 1, 2012:
CPF.
Name.
E-mail.
Street Address.
Complement.
Neighborhood.
State (UF).
Municipality.
Zip Code.
Related Phones.
Related Fax
Start Date.
End Date.

• Item included by CVM Instruction No. 529, of November 1, 2012.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 XXX - REGISTRATION INFORMATION RELATIVE TO THE PROVIDER OF FUNGIBLE CUSTODY SERVICES FOR REGISTERED SHARES XXX – REGISTRATION INFORMATION RELATIVE TO THE PROVIDER OF SECURITIES CUSTODY SERVICES

• Title with wording given by CVM Instruction No. 529, of November 1, 2012.
  XXX – REGISTRATION INFORMATION RELATIVE TO THE SECURITIES CUSTODIAN
• Item XXX with wording given by CVM Instruction No. 599, of July 27, 2018.
  Address:
  Address Type.
  Street Address.
  Complement.
  Neighborhood.
  State (UF).
  Municipality.
  Zip Code.
  Phones.
  Fax.
  E-mails.
  Responsible – Commercial Information:
  CPF.
  Name.
  E-mail.
  Street Address.
  Complement.
  Neighborhood.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 State (UF). Municipality. Zip Code. Phones. Fax. Start Date. End Date. Ombudsman Responsible for CVM Instruction No. 529, of November 1, 2012:
CPF.
Name.
E-mail.
Street Address.
Complement.
Neighborhood.
State (UF).
Municipality.
Zip Code.
Related Phones.
Related Fax
Start Date.
End Date.

• Item included by CVM Instruction No. 529, of November 1, 2012.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 XXXI - REGISTRATION INFORMATION RELATIVE TO THE PROVIDER OF SERVICES FOR BOOKKEEPING OF BONDS Address:
Address Type.
Street Address.
Complement.
Neighborhood.
State (UF).
Municipality.
Zip Code.
Phones.
Fax.
E-mails.
Responsible – Commercial Information:
CPF.
Name.
E-mail.
Street Address.
Complement.
Neighborhood.
State (UF).
Municipality.
Zip Code.
Phones.
Fax.
Start Date.
End Date.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 XXXI - REVOKED

• Item XXXI revoked by CVM Instruction No. 599, of July 27, 2018.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 XXXII - REGISTRATION INFORMATION RELATIVE TO THE PROVIDER OF SERVICES FOR ISSUANCE OF CERTIFICATES Address:
Address Type.
Street Address.
Complement.
Neighborhood.
State (UF).
Municipality.
Zip Code.
Phones.
Fax.
E-mails.
Responsible – Commercial Information:
CPF.
Name.
E-mail.
Street Address.
Complement.
Neighborhood.
State (UF).
Municipality.
Zip Code.
Phones.
Fax.
Start Date.
End Date.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 Ombudsman Responsible for CVM Instruction No. 529, of November 1, 2012:
CPF.
Name.
E-mail.
Street Address.
Complement.
Neighborhood.
State (UF).
Municipality.
Zip Code.
Related Phones.
Related Fax
Start Date.
End Date.

• Item included by CVM Instruction No. 529, of November 1, 2012.
  XXXII - REVOKED
• Item XXXII revoked by CVM Instruction No. 599, of July 27, 2018.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 XXXIII - REGISTRATION INFORMATION RELATIVE TO THE PROVIDER OF SERVICES FOR FUND REGISTRAR – EQUITY INVESTMENT FUNDS Address:
Address Type.
Street Address.
Complement.
Neighborhood.
State (UF).
Municipality.
Zip Code.
Phones.
Fax.
E-mails.
Responsible – Commercial Information:
CPF.
Name.
E-mail.
Street Address.
Complement.
Neighborhood.
State (UF).
Municipality.
Zip Code.
Phones.
Fax.
Start Date.
End Date.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 XXXIII - REVOKED

• Item XXXIII revoked by CVM Instruction No. 599, of July 27, 2018.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 XXXIV - REGISTRATION INFORMATION RELATIVE TO THE CREDIT RATING AGENCY General Data:
Corporate Name.
Date of start of corporate name.
Previous Corporate Name, if any.
Date of Constitution.
CNPJ.
Country of Origin.
Website.
Address:
Address Type.
Street Address.
Complement.
Neighborhood.
Municipality.
State (UF).
Zip Code.
PO Box.
Related Phones
Related Fax.
Related E-mails.
Responsible Director of the Credit Rating Agency:
Name.
CPF.
E-mail.
Related Phones.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 Related Fax. Start Date. Street Address. Complement. Neighborhood. State (UF). Municipality. Zip Code. Internal Controls Director:
Name.
CPF.
E-mail.
Related Phones.
Related Fax.
Start Date.
Street Address.
Complement.
Neighborhood.
State (UF).
Municipality.
Zip Code.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 XXXV - REGISTRATION INFORMATION RELATIVE TO THE TRUSTEE

1. General Data:
   1.1. Address of the page on the world wide web
   1.2. Corporate Name
   1.3. Date of start of corporate name
   1.4. Trade Name
   1.5. Date of start of trade name
   1.6. CNPJ or CPF
2. Address:
   2.1. Address Type
   2.2. Street Address
   2.3. Complement
   2.4. Neighborhood
   2.5. State (UF)
   2.6. Municipality
   2.7. Zip Code
   2.8. Phone
   2.9. Fax
   2.10. E-mail
3. Director indicated for contact:
   3.1. CPF
   3.2. Name
   3.3. E-mail

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011
3.4. Street Address
3.5. Complement
3.6. Neighborhood
3.7. State (UF)
3.8. Municipality
3.9. Zip Code
3.10. Related Phones
3.11. Related Fax

• Annex XXXV included by CVM Instruction No. 583, of December 20, 2016.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 XXXVI – REGISTRATION INFORMATION RELATIVE TO THE ELECTRONIC PARTICIPATORY INVESTMENT PLATFORM General Data:
CNPJ.
Website.
Corporate Name.
Date of start of corporate name.
Trade Name.
Date of start of trade name
Status.
Date of status start.
Responsible Administrator
CPF.
Name.
E-mail.
Street Address.
Complement.
Neighborhood.
State (UF).
Municipality.
Zip Code.
Related Phones
Related Fax.
Start Date.
Platform Address:
Address Type.
Street Address.
Complement.

INSTRUÇÃO CVM N o 510, DE 5 DE DEZEMBRO DE 2011 Neighborhood. PO Box. State (UF). Municipality. Zip Code. Related Phones Related Fax. Related E-mails.

• Republished in the Official Gazette of the Union on 27.04.2012 and 03.05.2012, due to the inclusion of a participant, in accordance with art. 3° of this Instruction.

• Annex XXXVI included by CVM Instruction No. 588, of July 13, 2017.