CVM Circular Letter CVM/SMI/SIN 04/14

1
Headquarters: Rua Sete de Setembro, 111/2-5th and 23-34th Floors – Center – Rio de Janeiro - RJ – ZIP: 20050-901 – Brazil – Tel.: (21) 3554-8686 – http://www.cvm.gov.br. Regional Office of São Paulo: Rua Cincinato Braga, 340/2nd, 3rd and 4th Floors – Bela Vista – São Paulo – SP – ZIP: 01333-010 – Brazil – Tel.: (11) 2146-2000 Regional Office of Brasília: SCN Q.02 – Bl. A – Ed. Corporate Financial Center – S.404/4th Floor – Brasília – DF – ZIP: 70712-900 – Brazil – Tel.: (61) 3327-2030/2031 CIRCULAR LETTER/CVM/SMI/SIN/No. 004/2014 Rio de Janeiro, September 02, 2014 Subject: Communications published by FATF/FATF Responsible Directors for CVM Instruction No. 301, of April 16, 1999,

1. With a view to the faithful compliance with CVM Instruction No. 301/99, in particular, as provided for in item VIII, of article 6, and in item I of § 1, of the same article, we inform you that the Financial Action Task Force against Money Laundering and Terrorist Financing (FATF), in its plenary meeting held on June 27, 2014, approved and published communications relating countries and jurisdictions with strategic deficiencies in the prevention of money laundering and combating the financing of terrorism. The communications, translated into Portuguese, were disclosed on the electronic address of the Financial Activities Control Council (COAF):
   http://www.coaf.fazenda.gov.br/links-externos/comunicado-do-gafi-de-27-de-junho-de-2014 http://www.coaf.fazenda.gov.br/links-externos/aprimorando-a-observancia-global-ald-cftprocesso-continuo-27-de-junho-de-2014 Sincerely, Waldir de Jesus Nobre Superintendent of Market Relations and Intermediaries Francisco José Bastos Santos Superintendent of Institutional Investor Relations