RegAlert

Rule · CVM · 26 Jul 1990

CVM Instruction 129 (Revoked)

disclosure
securities

Stock exchanges are required to transmit, within 24 hours of request, the list of daily clients involved in their operations to the Securities and Exchange Commission (CVM). This obligation extends to futures and commodities exchanges that trade indices representing stocks. The instruction entered into force upon publication in the Official Gazette and revoked CVM Instruction 99 of June 13, 1989.

BrazilComissão de Valores Mobiliários

CVM INSTRUCTION NO. 129, OF JULY 26, 1990.

Provides for the submission of a list of clients to the CVM.

THE PRESIDENT OF THE SECURITIES AND EXCHANGE COMMISSION makes public that the Collegiate Body, in a meeting held on this date, and based on Articles 4, III, V, and VII, and 8, III, of Law No. 6,385, of December 7, 1976,

HAS RESOLVED:

Article 1. Stock Exchanges shall, when requested, submit to the Securities and Exchange Commission the list of daily clients of their operations, within 24 (twenty-four) hours, counted from the day of the request.

Sole Paragraph. Futures and Commodities Exchanges that operate with indices representing stocks must comply with the provisions of this article regarding these negotiations.

Article 2. This Instruction shall enter into force on the date of its publication in the Official Gazette of the Union, revoking CVM Instruction No. 99, of June 13, 1989.

Signed original by
LUIZ LEONARDO CANTIDIANO
Acting President

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Annotations and obligations
1 obligation · 3 definitions
  • Obligation 1
  • Definition / condition 3
  • background, boilerplate

Lineage: Superseded

Law No. 6,385 of December 7, 19…1976Law No. 6,385 of December 7, 1976 – securities market; creates the Securities and Exchange Commission (1976-12-07)Instruction No. 99 dated 1989-0…Instruction No. 99 dated 1989-06-13CVM Instruction 129 (Revoked)1990-07-26 · this documentCVM Instruction 129 (Revoked) (1990-07-26)CVM Instruction 220 (Repealed)1994CVM Instruction 220 (Repealed) (1994-09-15)
amendssupersedesissued underrefers toproposed or not in RegAlertarrows run from the older text to the one that changes it

Timeline

Amended 1 time · last 1994-09-15

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