Regulatory Alerts2011-09-27
Added · Updated
CVM Instruction 612 (Revoked)
CVM Instruction 612 amends, adds, and revokes provisions in CVM Instruction No. 505 of 2011 and revokes CVM Instruction No. 380 of 2002. The regulation updates definitions for intermediaries, mandates internal controls and cybersecurity incident reporting, and establishes specific requirements for order transmission, recording, and Direct Market Access (DMA) systems. It also modifies rules regarding related-party transactions, payment methods, and the archival of records.
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