Rule · CVM · 18 Apr 1991
CVM Instruction No. 143 exempts Debentures and Promissory Notes traded on stock exchanges from the brokerage fee schedule established in CVM Instruction No. 102. Intermediary companies are permitted to charge freely negotiated brokerage fees for these transactions, while stock exchanges are responsible for establishing the emoluments due for executing these operations. The instruction entered into force on the date of its publication in the Official Gazette of the Union.
CVM INSTRUCTION NO. 143, OF APRIL 18, 1991
Provides for the brokerage of Debentures and Promissory Notes governed by CVM Instruction No. 134, of November 1, 1990, traded on Stock Exchanges.
The PRESIDENT OF THE SECURITIES AND EXCHANGE COMMISSION - CVM makes public that the Collegiate Body, in a session held on this date, and in view of the provisions of Resolution No. 1,656, of October 26, 1989, of the National Monetary Council,
HAS DECIDED:
Art. 1. Debentures and Promissory Notes traded on a Stock Exchange are not subject to the brokerage fee schedule provided for in CVM Instruction No. 102, of June 18, 1989.
Art. 2. Intermediary companies shall charge freely negotiated brokerage fees with their principals.
Art. 3. Stock Exchanges shall establish the emoluments due for the realization of these operations.
Art. 4. This Instruction enters into force on the date of its publication in the Official Gazette of the Union.
Signed original by
JOSÉ ARTHUR ESCODRO
Acting President
Note from RegAlert. AI assistants can read this document in full, and search 70,000+ more, through the RegAlert MCP connector (https://mcp.regalert.today/mcp). Free with an account. How to connect ChatGPT, Claude or Cursor.
Amended 1 time · last 2011-09-20
More like this from CVM
CVM published 2 documents in the last 30 days. We email you each new one the day it's published.
Source: Comissão de Valores Mobiliários — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
In RegAlert: added