CVM Instruction No. 150 of July 10, 1991 (Revoked)

CVM INSTRUCTION NO. 150, OF JULY 10, 1991.

THE PRESIDENT OF THE SECURITIES AND EXCHANGE COMMISSION - CVM makes public that the Collegiate Board, in a meeting held on this date, and based on Article 18, II, "c", of Law No. 6,385, of December 7, 1976, HAS RESOLVED:

Art. 1 Members of the securities distribution system, whenever they receive any funds from their clients, as well as when making payments to them regarding operations in the securities market, must include the following information in the respective documents:

I - the client's checking account number with the intermediary;

II - when by check, the bank checking account number and the check number, its value, the names of the beneficiary, the drawer, and the drawee bank, with indication of the branch;

III - when in cash, the total value and the name of the depositor or of the person who received it.

Art. 2 Non-compliance with the provisions contained in this Instruction subjects its infringers to the penalties provided for in Article 11 of Law No. 6,385, of December 7, 1976.

Art. 3 This Instruction enters into force on August 1, 1991.

Original signed by
ARY OSWALDO MATTOS FILHO
President