Rule · CVM · 13 Feb 1992
CVM Instruction No. 179 requires stock exchanges with electronic data processing to provide real-time records of transactions, auctions, and other relevant information to the CVM for market monitoring. Exchanges must interconnect with the CVM via a dedicated data communication channel and adapt to these rules within 60 days of the instruction's entry into force. Non-compliance constitutes a serious offense under Article 11, paragraph 3, of Law No. 6,385/76.
FULL TEXT OF CVM INSTRUCTION NO. 179, OF FEBRUARY 13, 1992, WITH AMENDMENTS INTRODUCED BY CVM INSTRUCTION NO. 184/92. CVM INSTRUCTION No. 179, FEBRUARY 13, 1992. Provides for information flow for market monitoring, considering relevant information.
The PRESIDENT OF THE SECURITIES AND EXCHANGE COMMISSION makes public that the Collegiate Body, in a session held on this date, based on Article 4, item III of Law No. 6,385, of December 7, 1976,
HAS RESOLVED:
Art. 1. Stock exchanges that have electronic data processing are obliged to provide, in real time, records of transactions carried out, auctions, and other information considered relevant for the proper market monitoring by the CVM.
Art. 2. For this purpose, the stock exchanges must interconnect with the CVM through a dedicated data communication channel for this purpose.
Art. 3. The stock exchanges must adapt to the rules of this Instruction within a period of 30 (thirty) days from its entry into force. Art. 3. The Stock Exchanges must adapt to the rules of this Instruction within a period of 60 (sixty) days from its entry into force. (NR)
Art. 4. Non-compliance with the rules of this Instruction constitutes a serious offense for the purposes of paragraph 3 of Article 11, of Law No. 6,385/76.
Art. 5. This Instruction will enter into force on the date of its publication in the Official Gazette of the Union.
Signed original by
ARY OSWALDO MATTOS FILHO
President
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Amended 1 time · last 1992-02-19
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