Regulatory Alerts2014-10-25
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CVM Instruction No. 270 of January 23, 1998
The Brazilian Securities and Exchange Commission (CVM) issued Instruction No. 270 to establish the mandatory registration requirements for corporations issuing collective investment securities to the public. The regulation details the necessary documentation, a 60-day automatic approval timeline, and strict obligations for periodic and occasional information disclosure to ensure market transparency. It further defines administrative infractions, daily fines for non-compliance, and record-keeping duties for registered companies.
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