Regulatory Alerts2014-10-25
Added · Updated
CVM Instruction No. 373 of June 28, 2002
The Brazilian Securities and Exchange Commission (CVM) issued Instruction No. 373 to amend Article 4 of Instruction No. 202/1993, allowing companies to submit registration and public distribution requests simultaneously. The regulation also mandates that open companies seeking to list securities on a stock exchange or organized over-the-counter market must submit specific documentation to the CVM. Additionally, the instruction revokes Article 12 of the original 1993 instruction and became effective upon its publication in the Official Gazette.
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