Regulatory Alerts2014-10-25
Added · Updated
CVM Instruction No. 437 of July 5, 2006
The Brazilian Securities and Exchange Commission (CVM) issued Instruction No. 437 to amend Article 12-A of CVM Instruction No. 387. The amendment updates the regulatory cooperation requirements for foreign intermediary institutions, allowing compliance through either a mutual cooperation agreement with the CVM or signature of the IOSCO Multilateral Memorandum of Understanding. This regulation entered into force upon its publication in the Official Gazette of the Union.
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