Rule · CVM · 13 Feb 2007
CVM Instruction No. 448 amends Annex III of CVM Instruction No. 306 of May 5, 1999, by establishing a new registration form for individuals providing securities portfolio administration services. The regulation mandates the collection of specific personal and professional data, including name, CPF, address, contact information, and details of the legal entity for which the individual acts as a director, manager, or partner. The instruction entered into force on the date of its publication in the Official Gazette of the Union.
CVM INSTRUCTION NO. 448, OF FEBRUARY 13, 2007.
Amends Annex III of CVM Instruction No. 306, of May 5, 1999.
THE PRESIDENT OF THE SECURITIES AND EXCHANGE COMMISSION – CVM makes public that the Collegiate Body, in a meeting held on January 31, 2007, in view of the provisions of Art. 8, item I, and Art. 23 of Law No. 6,385, of December 7, 1976, as amended by Law No. 10,303, of October 31, 2001, HAS RESOLVED to issue the following Instruction:
Art. 1. Annex III of CVM Instruction No. 306, of May 5, 1999, shall enter into force with the wording given by the annex to this Instruction.
Art. 2. This Instruction enters into force on the date of its publication in the Official Gazette of the Union.
Signed by
MARCELO FERNANDEZ TRINDADE
President
CVM INSTRUCTION NO. 448, OF FEBRUARY 13, 2007.
2
ANNEX TO CVM INSTRUCTION NO. 448, OF FEBRUARY 13, 2007
NATURAL PERSON
Registration Form for
Securities Portfolio Administration Service Provider:
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This document amends: CVM Instruction No. 306 of May 5, 1999 (Revoked)
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