Rule · CVM · 13 Feb 2007

CVM Instruction No. 448 of February 13, 2007

CVM Instruction No. 448 amends Annex III of CVM Instruction No. 306 of May 5, 1999, by establishing a new registration form for individuals providing securities portfolio administration services. The regulation mandates the collection of specific personal and professional data, including name, CPF, address, contact information, and details of the legal entity for which the individual acts as a director, manager, or partner. The instruction entered into force on the date of its publication in the Official Gazette of the Union.

BrazilComissão de Valores Mobiliários
Annotations and obligations
4 definitions · 14 reporting items
  • Definition / condition 4
  • Reporting template 14
  • background, boilerplate

Lineage: In force

CVM Instruction No. 306 of May …1999CVM Instruction No. 306 of May 5, 1999 (Revoked) (1999-05-05)CVM Instruction No. 448 ofFebruary 13, 20072007-02-13 · this documentCVM Instruction No. 448 of February 13, 2007 (2007-02-13)
amendssupersedesissued underrefers toproposed or not in RegAlertarrows run from the older text to the one that changes it

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