CVM Instruction No. 574 of December 17, 2015

SECURITIES AND EXCHANGE COMMISSION OF BRAZIL
Seven of September Street, 111/2-5th and 23-34th Floors – Center – Rio de Janeiro - RJ – CEP: 20050-901 – Brazil Tel.: (21) 3554-8686 - www.cvm.gov.br CVM INSTRUCTION NO. 574, OF DECEMBER 17, 2015 Amends provisions of CVM Instruction No. 560, of March 27, 2015.

THE PRESIDENT OF THE SECURITIES AND EXCHANGE COMMISSION OF BRAZIL - CVM makes it known that the Collegiate Board, in a meeting held on December 15, 2015, based on the provisions of item I of Article 8 of Law No. 6.385, of December 7, 1976, and Article 2 of the Regulation Annex I of CMN Resolution No. 4.373, of September 29, 2014, APPROVED the following Instruction:

Art. 1. Articles 27 and 28 of CVM Instruction No. 560, of March 27, 2015, shall enter into force with the following wording:

“Art. 27. Representatives must update the registration information of all non-resident investors they represent, according to the content established in Annex I, by March 31, 2016.” (NR)

“Art. 28. The periodic information provided for in Article 14 must be submitted starting July 1, 2016.”

......” (NR)

Art. 2. Annex 14-A of CVM Instruction No. 560, of 2015, shall enter into force as provided in Annex A of this Instruction.

Art. 3. This Instruction enters into force on the date of its publication.

Signed original by
LEONARDO P. GOMES PEREIRA
President

SECURITIES AND EXCHANGE COMMISSION OF BRAZIL
Seven of September Street, 111/2-5th and 23-34th Floors – Center – Rio de Janeiro - RJ – CEP: 20050-901 – Brazil Tel.: (21) 3554-8686 - www.cvm.gov.br CVM INSTRUCTION NO. 574, OF DECEMBER 17, 2015 2

Annex A to CVM INSTRUCTION NO. 574, of December 17, 2015

ANNEX 14-A
Content of the Monthly Report

Art. 1. The monthly report must contain the following information:

I – Data of the participant in a collective account or the holder of a own account, indicating:
a) name and code; and b) reference date of the document;

II – Movement of resources, indicating:
a) the value of inflows and outflows of resources occurred during the period; and b) the resource movements during the period, segregated between:

1. transfers of resources between investment modalities;
2. resources received from another representative; and
3. resources transferred to another representative;

III – Application of resources, informing:
a) type of application, classifying into one of the following categories:

1. shares and equity participation titles;

SECURITIES AND EXCHANGE COMMISSION OF BRAZIL
Seven of September Street, 111/2-5th and 23-34th Floors – Center – Rio de Janeiro - RJ – CEP: 20050-901 – Brazil Tel.: (21) 3554-8686 - www.cvm.gov.br CVM INSTRUCTION NO. 574, OF DECEMBER 17, 2015 3

2. shares and other securities lent;
3. debt instruments – fixed income – federal public bonds;
4. debt instruments – fixed income – state or municipal public bonds;
5. debt instruments – fixed income – issued by a financial institution or by an institution authorized to operate by the Central Bank of Brazil;
6. debt instruments – fixed income – issued by a non-financial company;
7. investment fund shares – equity portfolio;
8. investment fund shares – fixed income portfolio;
9. investment fund shares – real estate;
10. investment fund shares – private equity;
11. investment fund shares – credit rights
12. investment fund shares – other portfolios;
13. gold;
14. cash;
15. interest rate futures contracts;
16. currency or currency swap futures contracts;

SECURITIES AND EXCHANGE COMMISSION OF BRAZIL
Seven of September Street, 111/2-5th and 23-34th Floors – Center – Rio de Janeiro - RJ – CEP: 20050-901 – Brazil Tel.: (21) 3554-8686 - www.cvm.gov.br CVM INSTRUCTION NO. 574, OF DECEMBER 17, 2015 4

17. currency swap contracts with periodic adjustment;
18. stock index futures contracts;
19. other futures contracts;
20. interest rate options;
21. currency options;
22. stock index options;
23. other options;
24. other derivative instruments;
25. other applications;
26. liabilities for shares and other securities received in loan;
27. other liabilities;
28. sales of shares to be received;
29. rights to be received relating to shares; and
30. other amounts to be received;

b) market value (Level 1 fair value) on the last business day of the reference month, or, in the absence thereof, the acquisition cost; and

SECURITIES AND EXCHANGE COMMISSION OF BRAZIL
Seven of September Street, 111/2-5th and 23-34th Floors – Center – Rio de Janeiro - RJ – CEP: 20050-901 – Brazil Tel.: (21) 3554-8686 - www.cvm.gov.br CVM INSTRUCTION NO. 574, OF DECEMBER 17, 2015 5

c) net notional value on the last business day of the reference month of the applications provided for in items 15 to 24 of Art. 1, III, “a”, of this Annex.

IV – Equity.

§ 1. Applications measured at market value (Level 1 fair value) must be reported separately from those measured at acquisition cost.

§ 2. The following assets must be classified in the category “shares and equity participation titles”:
I – shares and certificates or receipts of securities deposit; and II – other variable income applications.