Rule · CVM · 30 Aug 2019
CVM Instruction No. 613 amends Article 112 of CVM Instruction No. 607 to establish that the maximum penalty values under Article 61(I) and Annex 63, along with the procedures in Articles 62, 63, 65, 66, and 67, do not apply to infractions committed before the effective date of Law No. 13.506 of November 13, 2017. These prior infractions remain subject to the pecuniary penalty limits that were in force at the time of their commission. The instruction entered into force on the date of its publication.
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CVM INSTRUCTION NO. 613, OF AUGUST 30, 2019
Amends CVM Instruction No. 607, of June 17, 2019.
THE PRESIDENT OF THE SECURITIES AND EXCHANGE COMMISSION OF BRAZIL - CVM makes public that the Collegiate Board, in a meeting held on August 29, 2019, based on arts. 21 and 22 of Law No. 6.385, of December 7, 1976, APPROVED the following Instruction:
Art. 1. Art. 112 of CVM Instruction No. 607, of June 17, 2019, shall be in effect with the following wording:
“Art. 112 ...
Sole Paragraph. The maximum value of the penalty referred to in art. 61, I, and the maximum value of the base pecuniary penalty, referred to in Annex 63, as well as the procedures referred to in arts. 62, 63, 65, 66 and 67 of this Instruction, are not applicable to infractions committed before the entry into force of Law No. 13.506, of November 13, 2017, which remain subject to the pecuniary penalty limit then in force.” (NR)
Art. 2. This Instruction enters into force on the date of its publication.
Original signed by
MARCELO BARBOSA
President
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“No. 613, of August 30, 2019”
“Amends CVM Instruction No. 607, of June 17, 2019.”
“based on arts. 21 and 22 of Law No. 6.385, of December 7, 1976”
Amended 1 time · last 2021-08-31
This document amends: CVM Instruction No. 607 of June 17, 2019 (Revoked)
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