Regulatory Alerts2003-12-29
Added · Updated
CVM Resolution 160 of July 13, 2022, with Amendments Introduced by Resolutions CVM No. 173/22, 180/23, 183/23, 208/24, and 226/25
CVM Resolution 160 regulates public offerings for the primary or secondary distribution of securities and their trading on regulated markets, replacing several prior instructions and deliberations. It establishes definitions for market participants, mandates the use of prospectuses and offering circulars, and defines registration procedures including automatic and ordinary rites. The resolution sets out rules for offering conduct, intermediary institutions, trading restrictions, and administrative responsibilities.
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