Regulatory Alerts2008-03-05
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CVM Resolution 538 (Repealed) - Administrative Sanctioning Processes
CVM Resolution 538 establishes the procedures for administrative sanctioning processes, detailing the investigation phase through administrative inquiries or accusation terms, the accusation phase including defense periods, and the judgment phase conducted by the Collegiate Board. It defines specific timelines for investigations, defenses, and appeals, and introduces a simplified procedure for low-complexity infractions listed in Annex 38-A. The resolution also outlines the publication of decisions, the calculation of deadlines, and the revocation of previous resolutions.
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