CVM Resolution No. 169 of September 20, 2022

SECURITIES AND EXCHANGE COMMISSION (CVM)
Rua Sete de Setembro, 111/2-5th and 23-34th Floors, Center, Rio de Janeiro/RJ – ZIP: 20050-901 – Brazil - Tel.: (21) 3554-8686 Rua Cincinato Braga, 340/2nd, 3rd and 4th Floors, Bela Vista, São Paulo/SP – ZIP: 01333-010 – Brazil - Tel.: (11) 2146-2000 SCN Q.02 – Bl. A – Ed. Corporate Financial Center, S.404/4th Floor, Brasília/DF – ZIP: 70712-900 – Brazil - Tel.: (61) 3327-2030/2031 www.cvm.gov.br

CVM RESOLUTION NO. 169, OF SEPTEMBER 20, 2022
Amends CVM Resolution No. 51, of August 31, 2021.

THE PRESIDENT OF THE SECURITIES AND EXCHANGE COMMISSION – CVM makes public that the Board, in a meeting held on September 20, 2022, based on the provisions of Article 8, item I, of Law No. 6.385, of December 7, 1976, APPROVED the following Resolution:

Article 1. CVM Resolution No. 51, of August 31, 2021, shall enter into force with the following wording:

“Article 6. ............................................................
Sole paragraph. The value of the coercive fine referred to in the main text shall be reduced by half when it concerns a delay in complying with the provisions of Article 2, II, by an independent auditor who does not have clients within the securities market.” (NR)

Article 2. This Resolution enters into force on October 3, 2022.

Electronically signed by
JOÃO PEDRO BARROSO DO NASCIMENTO
President