CVM Resolution No. 206 of July 4, 2024

CVM RESOLUTION NO. 206, OF JULY 4, 2024
Amends CVM Resolution No. 175, of December 23, 2022.

The PRESIDENT OF THE SECURITIES AND EXCHANGE COMMISSION – CVM makes public that the Collegiate Board, in a meeting held on July 1, 2024, based on the provisions of Arts. 2, item V, 8, item I, 19 and 23, § 2, of Law No. 6.385, of December 7, 1976, Arts. 1.368-C to 1.368-F of Law No. 10.406, of January 10, 2002, and Arts. 8 and 9 of Law No. 14.260, of December 8, 2021, APPROVED the following Resolution:

Art. 1 The general part of CVM Resolution No. 175, of December 23, 2022, published in the Official Gazette of the Union ("DOU") on December 28, 2022, and corrected in the DOU on March 31, 2023, shall enter into force with the following wording:

“Art. 110-A. A share class may be constituted with the specific purpose of investing resources in assets derived from projects that stimulate the productive chain of recycling (“ProRecicle share class”), which have been approved in accordance with Art. 3 of Law No. 14.260, of December 8, 2021.

§ 1 Only ProRecicle share classes may contain the term “ProRecicle” in their denomination.

§ 2 If all share classes of the fund are ProRecicle, its denomination may contain the suffix “ProRecicle”.

§ 3 The ProRecicle share class may invest resources in shares of fixed-income investment funds and fixed-income securities, provided that such investment is compatible with its liquidity needs to meet obligations.” (NR)

“Art. 110-B. In addition to the periodic information provided for in the specific rule of the category to which the ProRecicle share class belongs, its administrator must publish on a page on the worldwide web, freely accessible to the general public, semi-annually, within thirty days after the end of the semester to which it refers, the electronic form whose content reflects Supplement N.” (NR)

Art. 2 Supplement N is added to CVM Resolution No. 175, of December 23, 2022, according to the model contained in Annex A of this Resolution.

CVM RESOLUTION NO. 206, OF JULY 4, 2024
Art. 3 This Resolution enters into force on August 1, 2024.

Signed electronically by
JOÃO PEDRO BARROSO DO NASCIMENTO
President

CVM RESOLUTION NO. 206, OF JULY 4, 2024
ANNEX A TO CVM RESOLUTION NO. 206, OF JULY 4, 2024

“SUPPLEMENT N – SEMI-ANNUAL REPORT – PRORECICLE Content of the Semi-Annual Report, as provided for in Art. 110-B of the general part.

Share Class Name
CNPJ of the Share Class
Date of Operation
ProRecicle Category
Administrator Name
CNPJ of the Administrator
Website containing periodic and occasional information of the share class Channels for serving unitholders Competence mm/yyyy

1. Net Equity (R$) Value (R$)
2. Assets derived from recycling projects of waste picker cooperatives
   % NE
3. Distribution of assets by destination (Art. 3 of Law No. 14.260, of 2021)
   Value (R$) % NE

3.1 Training, education and technical advisory, including for the promotion of exchanges, national and international, for the school/academic, business, community associations and social organizations areas that explicitly state as their object the promotion, development, execution or fostering of recycling or reuse of materials activities
3.2 Incubation of micro and small businesses, cooperatives and solidary social enterprises that operate in recycling activities
3.3 Research and studies to support actions involving shared responsibility for the life cycle of products
3.4 Implementation and adaptation of physical infrastructure of micro and small businesses, industries, cooperatives and associations of waste pickers of reusable and recyclable materials
3.5 Acquisition of equipment and vehicles for selective collection, reuse, processing, treatment and recycling of materials by industries, micro-enterprises, small businesses, cooperatives and associations of waste pickers of reusable and recyclable materials
3.6 Organization of marketing networks and productive chains, and support for these networks, integrated by micro and small businesses, cooperatives and associations of waste pickers of reusable and recyclable materials
3.7 Strengthening the participation of waste pickers of reusable and recyclable materials in recycling chains
3.8 Development of new technologies to add value to the work of collecting reusable and recyclable materials
(NR)”