Rule · CVM · 25 Oct 2014
Publicly-held companies must submit forms "CAPITAL INCREASE BY PRIVATE SUBSCRIPTION" and "PRIVATE SUBSCRIPTION OF DEBENTURES" by the third business day after subscription closing, starting January 1998. Initial filings for 1995-1997 are due by January 23, 1998. Forms go to CVM's Registry Management via floppy, fax, or Internet. Other private subscriptions use free format under same deadlines. Non-compliance incurs a daily fine of R$100.00 per form per day of delay. This resolution entered into force upon publication in the Official Gazette of the Union.
CVM RESOLUTION NO. 234, OF DECEMBER 30, 1997.
Provides for the submission of information regarding capital increases through private subscription of shares and private subscriptions of other securities.
THE PRESIDENT OF THE SECURITIES AND EXCHANGE COMMISSION - CVM makes public that the Collegiate Body, in a session held on this date, based on the provisions of Articles 21 and 22, sole paragraph, item I, of Law No. 6,385, of December 7, 1976,
DELIBERATED:
I - To make mandatory the submission of the forms "CAPITAL INCREASE BY PRIVATE SUBSCRIPTION" and "PRIVATE SUBSCRIPTION OF DEBENTURES", annexed to this RESOLUTION, starting from January 1998, inclusive.
II - The forms must be submitted by the third business day following the closing of the subscription.
III - All publicly-held companies must initially submit the forms filled with data referring to the years 1995, 1996, and 1997, by January 23, 1998.
IV - The forms must be addressed to the CVM's Registry Management and may be submitted via floppy disk, fax, or the Internet.
V - Private subscriptions of other securities must be submitted in a free format, using the same communication means, within the same deadlines provided in this Resolution for the standardized forms.
VI - The company will be subject to a daily fine of R$100.00 (one hundred reais) for each day of delay in the submission of each form.
VII - This Resolution will enter into force on the date of its publication in the Official Gazette of the Union.
Signed original by
FRANCISCO DA COSTA E SILVA
President
CVM RESOLUTION NO. 234, OF DECEMBER 30, 1997.
2
CAPITAL INCREASE BY PRIVATE SUBSCRIPTION
DATE OF RESOLUTION: ../ .. / ....
RESPONSIBLE BODY:
SPECIES AND
CLASS OF
SHARES
QUANTITY (A) ISSUE PRICE(S) (B)
AMOUNT
(C) = A.B
ORDINARY
PREFERRED
. CLASS
TOTAL= ////////////////////////
CVM RESOLUTION NO. 234, OF DECEMBER 30, 1997.
3
PRIVATE SUBSCRIPTION OF DEBENTURES
CHARACTERISTICS OF
ISSUE
ORDER NUMBER
SERIES
TYPE
NATURE
ISSUE DATE
MATURITY DATE
SPECIES
REMUNERATION CONDITIONS
PREMIUM/DISCOUNT
NOMINAL VALUE
ISSUE AMOUNT
CVM RESOLUTION NO. 234, OF DECEMBER 30, 1997.
4
QUANTITY OF
TITLES
DATE OF
LAST
RECALCULATION
DATE OF
NEXT
EVENT
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“based on the provisions of Articles 21 and 22, sole paragraph, item I, of Law No. 6,385, of December 7, 1976”
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