RegAlert

Rule · CVM · 29 Sep 2006

CVM/SMI Circular Letter 06/2006

disclosure

Administrators of investment funds must include in their daily reports dated September 29, 2006, the identification of unitholders with investments equal to or greater than 20% of the fund's net asset value, along with their respective percentage participations. Funds that do not have unitholders meeting this threshold on that date are exempt from filling in the fields designated for this information. The report must be submitted via the CVM's standard information reception system.

BrazilComissão de Valores Mobiliários

CVM/SMI Circular Letter No. 06/2006.
Rio de Janeiro, September 29, 2006.
Subject: Identification of the largest unitholders of investment funds

Dear Sir,

The Superintendence of Market Relations and Intermediaries of the CVM informs investment fund administrators that the "Daily Report" document, relating to the position of 09/29/2006, must contain the identification of unitholders with investments equal to or greater than 20% of the fund's net asset value, accompanied by their respective percentage participations, as determined by the model of said document.

  1. The statement must be forwarded as usual through the CVM's information reception system on the worldwide web, and funds that do not have unitholders with investments equal to or greater than 20% of the net asset value on that date do not need to fill in the fields intended for this information.

Sincerely,

Signed original by
ROBERTO SOBRAL PINTO RIBEIRO
Superintendent of Market Relations and Intermediaries Acting

Note from RegAlert. AI assistants can read this document in full, and search 70,000+ more, through the RegAlert MCP connector (https://mcp.regalert.today/mcp). Free with an account. How to connect ChatGPT, Claude or Cursor.

Annotations and obligations
2 obligations
  • Obligation 2
  • background, boilerplate

Similar documents from other regulators

More like this from CVM

CVM published 2 documents in the last 30 days. We email you each new one the day it's published.

Source: Comissão de Valores Mobiliários — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

In RegAlert: added