2025-12-17 | RG-172

RG 172 Financial markets: Domestic and overseas operators

The Australian Securities and Investments Commission issued this guide to provide regulatory guidance on the licensing regime and obligations for operators of financial markets. The document explicitly notes that it does not reflect amendments introduced by the Treasury Laws Amendments (Financial Market Infrastructure and Other Measures) Act 2024. The regulator intends to review and update the guide in due course to align with these recent legislative changes.

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Australian Securities and Investments Commission

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