Regulatory Alerts2026-04-14
Added · Updated
Draft Regulations Governing Securities Firms' Approval for Non-Purpose-Specific Borrowing or Lending Pursuant to Article 45 of the Securities and Exchange Act
The Financial Supervisory Committee has issued a draft notice to amend Order Jin-Guan-Zheng-Quan No. 11003656449 dated December 28, 2021, regarding non-restricted-purpose loans offered by securities dealers. The proposed amendments allow foreign bonds to serve as collateral for such loans, prohibit changing New Taiwan Dollar borrowings into foreign currencies, and require foreign bonds to be rated investment grade by a credit rating company recognized by the Financial Supervisory Committee. The draft notice is currently open for public consultation via the Financial Supervisory Committee's website.
More like this from FSC
FSC published 10 documents in the last 30 days. We email you each new one the day it's published.
Topics
Share