Regulatory Alerts2014-06-24
Added · Updated
Enhanced Competency Framework for Private Wealth Management Practitioners
The Hong Kong Monetary Authority issued this circular to establish an enhanced competency framework for Private Wealth Management practitioners. The document mandates that registered institutions ensure their PWM staff meet specific competence and ethical behavior standards. This requirement aligns with the broader capacity building initiatives and the Competence and Ethical Behaviour circular CG-6.
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