Regulatory Alerts2017-12-28
Added · Updated
Enhanced Competency Framework on Retail Wealth Management
The Hong Kong Monetary Authority (HKMA) announces the launch of the Enhanced Competency Framework on Retail Wealth Management (ECF-RWM) to establish common professional standards for retail wealth management practitioners. Authorized institutions are encouraged to adopt the ECF-RWM as a benchmark for staff competence, maintaining training records, and facilitating certification and continuing professional development. The Hong Kong Institute of Bankers administers the framework's certification, examinations, and public register, with the HKMA considering implementation progress during supervisory reviews.
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