2017-12-28

Added · Updated

Enhanced Competency Framework on Retail Wealth Management

The Hong Kong Monetary Authority issued this circular to implement an enhanced competency framework for retail wealth management practitioners at all authorized institutions. The document mandates that institutions ensure their staff possess the necessary competence and ethical behavior to handle retail wealth management activities effectively. It references the accompanying guide which details the specific requirements for maintaining professional standards in this sector.

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Hong Kong Monetary Authority

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