ESMA Guidelines on reporting settlement fails under Article 7 of the CSD Regulation - comply or explain procedure

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V - Market Infrastructures and Other Market Participants
V. 2 - Central Securities Depositories, Clearing Houses, Settlement and Delivery Systems
Doctrine
Compliance

ESMA Guidelines on reporting settlement fails under Article 7 of the Central Securities Depositories Regulation – 'comply or explain' procedure

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Applicable as of February 7, 2022
Position DOC-2022-01

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Summary
On February 1, 2022, the AMF declared that it complies with the ESMA guidelines on reporting settlement fails under Article 7 of the Central Securities Depositories Regulation (ESMA70-156-4717).

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Reference texts

Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation (EU) No 236/2012

Commission Delegated Regulation (EU) 2018/1229 of 25 May 2018 supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council with regard to regulatory technical standards on settlement discipline

The guidelines are available at the following addresses:
In French:
https://www.esma.europa.eu/sites/default/files/library/esma70-156-4717_guidelines_on_settlement_fails_reporting_fr.pdf In English:
https://www.esma.europa.eu/sites/default/files/library/esma70-156-4717_guidelines_on_settlement_fails_reporting.pdf On the same topic

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