Regulatory Alerts2026-06-11
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Final amendments to the principal distributor model in mutual fund distribution
The Canadian Securities Administrators (CSA) publish final amendments to the principal distributor model for mutual fund securities. These amendments clarify that a dealer may act as principal distributor only for mutual funds within the same mutual fund family, while preserving the ability to distribute as a participating dealer to multiple families. The changes also require disclosure of principal distributor arrangements and related compensation in the prospectus, fund facts document, and annual report on charges and other compensation.
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