Regulatory Alerts2026-08-25
Added
Final Order — Loan Originator
The Office of Financial Regulation denies Christopher John Carpenter's application for a Loan Originator License pursuant to Chapter 494, Florida Statutes. The denial is based on Carpenter's failure to respond to a Notice of Intent to Deny within the required twenty-one days, thereby waiving his right to an administrative hearing. The order incorporates uncontested findings regarding a permanent bar from FINRA due to violations of securities rules. The Final Order was entered on August 1, 2026, in Tallahassee, Florida.
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