Regulatory Alerts2026-07-14
Added · Updated
Final Order — Office of Financial Regulation Indexed Orders
The Office of Financial Regulation adopts a Stipulation and Consent Agreement with Robert Edward Hogan, resolving allegations that he rendered investment advice in Florida without proper registration. Hogan must pay an administrative fine of $9,750 and cease and desist from violating chapter 517, Florida Statutes. Upon payment of the fine and entry of the Final Order, the Office approves Hogan's pending registration application as an associated person of The Mather Group, LLC.
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