2024-08-19 | Election Notice - 8/19/2024Added · Updated
FINRA requires candidates for the National Adjudicatory Council vacancy to complete the Candidate Profile Form, providing personal details, firm information, and a factual biography of up to 500 words. Applicants must submit the completed document via email to CorporateSecretary@finra.org.
Source: Financial Industry Regulatory Authority — original document
Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
Attachment A Candidate Profile Form: NAC Election for a Small Firm NAC Member Name: Date: (As you would like it to appear on official correspondence) Current Registration Title: Firm Name: Firm CRD#: Individual CRD #: Address Street Address: Suite/Floor: City: State: Email: Phone: Provide a brief biography or summary of your qualifications to serve as a NAC member. The biography should contain only factual information, such as employment experience, service on other industry-related boards and committees, education credentials, etc. (The biography should be no more than 500 words.) Please complete all sections and email this document to CorporateSecretary@finra.org.
More like this from FINRA
FINRA published 1 document in the last 30 days. We email you each new one the day it's published.