Regulatory Alerts2026-04-06 | Election Notice - 4/6/2026Added · Updated
FINRA Board of Governors Upcoming Election: Nominee Announcement and Petition Period Start Date
FINRA announces Scott Curtis as the nominee for the Large Firm Governor seat and opens a 45-day petition period for additional candidates for both Large and Small Firm Governor positions. The petition deadline is May 21, 2026, requiring support from at least five large firms or 86 small firms to qualify a candidate for the proxy. The annual meeting to elect these governors is scheduled for July 13, 2026, with elected officials serving three-year terms.
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