Regulatory Alerts2024-11-07 | Election Notice - 11/7/2024Added · Updated
FINRA Election Notice for National Adjudicatory Council Vacancies
FINRA announces an election to fill one large firm and one small firm seat on the National Adjudicatory Council, with nominations from Richard Kuhlman and Trinity Lee respectively. Un-nominated candidates may petition for ballot inclusion by December 23, 2024, requiring support from 3% of eligible voters, which translates to five large firm petitions and 89 small firm petitions. Petitions must be submitted to the Corporate Secretary, and nominees must maintain their firm-size classification throughout the election period.
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