Regulatory Alerts2024-02-27 | Special Notice – 2/27/24Added · Updated
FINRA Encourages Engagement in Advisory Committees
FINRA encourages employees of member firms and other interested parties with diverse backgrounds to submit indications of interest via the FINRA Engagement Portal for consideration in future advisory and ad hoc committee vacancies. The notice outlines the roles of 13 advisory committees and various ad hoc groups, noting that members serve up to two consecutive three-year terms and that committee composition is reviewed annually to ensure diversity of firm size, business model, and perspective. Interested individuals are directed to use the portal to be contacted by liaisons when opportunities arise.
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