Regulatory Alerts2026-03-23 | Regulatory Notice 26-09Added · Updated
FINRA Enhances New Member Application (Form NMA)
FINRA mandates that applicants with unsubmitted legacy Form NMA drafts created before April 15, 2026, must either submit the application by July 14, 2026, or request entitlement to the enhanced Form NMA by the same deadline. To switch to the enhanced form, the Super Account Administrator must email Entitlement Support after saving a print preview of the legacy draft, at which point access to the legacy form is revoked. FINRA purges all unsubmitted legacy drafts from FINRA Gateway no later than 11:59 p.m. ET on July 14, 2026.
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