2025-08-15 | Regulatory Notice 25-09

Added 2026-07-12 · Updated 2026-07-25

FINRA Financial Professional Gateway User Guide

FINRA provides instructions for registered representatives to create accounts and profiles in the Financial Professional Gateway (FinPro). The document mandates the use of specific identification methods, requiring users with a US Social Security Number to provide it, while those without must supply their CRD number. It details the required profile fields, including legal names, residential address, and personal contact information, to ensure identity verification and system access.

United States

Financial Industry Regulatory Authority

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