2024-07-01 | Information Notice - 7/1/24

Added 2026-07-12 · Updated 2026-07-25

FINRA Information Notice on the Role of the Cross-Market Regulation Working Group

FINRA issued an Information Notice on July 1, 2024, to remind members of the role of the Cross-Market Regulation Working Group (CMRWG) established under the U.S. Subgroup of the Intermarket Surveillance Group. The notice directs members to review the attached ISG CMRWG Regulatory Memorandum 2024-01 regarding efforts to reduce unnecessary regulatory duplication. Questions concerning the notice should be directed to CMRWG@finra.org.

United States

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