Regulatory Alerts2025-07-18 | Election Notice - 7/18/2025Added · Updated
FINRA Notice of Annual Meeting of Firms and Election Proxy
FINRA announces its Annual Meeting of firms scheduled for August 18, 2025, to elect one Large Firm Governor and one Small Firm Governor to the Board of Governors. Eligible voting firms are those registered as members as of July 17, 2025, with voting rights restricted to the size category corresponding to the firm. The document lists J. Bradford Eichler as the nominee for the Large Firm Governor seat and Carlos Barrientos and Erin Baskett as petition-nominated candidates for the Small Firm Governor seat. Proxies must be signed by the firm's executive representative and submitted via internet, telephone, or mail to satisfy the quorum requirement of one-third of entitled members.
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