Regulatory Alerts2024-08-12 | Election Notice - 8/12/2024Added · Updated
FINRA Notice of Annual Meeting of Firms and Election Proxy
FINRA announces its Annual Meeting of firms scheduled for September 11, 2024, to elect one Small, one Mid-Size, and one Large Firm Governor to the Board of Governors. Voting eligibility is restricted to firms registered as of August 9, 2024, with each firm size category voting only for candidates in its respective category. The document lists specific candidates for each seat and mandates that a quorum of one-third of eligible members be present to validate the election results.
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